The ETHICS™ regulatory and technical context

FATF, The 40 Recommendations of the FATF on Money Laundering, Paris OECD, 1998.

FATF , The 40 New Recommendations of the FATF, Paris OECD, 2004

FATF , Methodology for assessing compliance with the FATF 40 Recommendations and the FATF 8 Special Recommendations, Paris, 2004.

BIS, Basel Committee on Banking Supervision; Customer due diligence for banks, Basel, 2001 and 2004.

FATF, Providing feedback to reporting financial institutions and other persons, Best Practices Guidelines, Paris, 1998.

FATF, Combating the abuse of non-profit organizations – International Best Practices, Paris, 2002.

UN, Political Declaration and Action Plan against Money Laundering, New York, 1998.

UN, International Convention for the Suppression of the Financing of Terrorism, New York, 1999.

Federal Law on Combating Money Laundering in the Financial Sector (LBA) – 955.0 – Bern, 1997.

Ordinance on the Registry of the Supervisory Authority for Combating Money Laundering (OReg-LBA), Bern, 2001.

Ordinance on the Bureau of Communication Concerning Money Laundering (OBCBA), Bern, 2000.

Swiss Penal Code.

Ordinance of the Supervisory Authority for Combating Money Laundering Concerning the Due Diligence Obligations of Financial Intermediaries Under Its Direct Supervision, Bern, 1998.

Fedpol, Report on the Internal Security of Switzerland, Bern, 2002.

Fedpol, Report on the Internal Security of Switzerland, Bern, 2001.

CFB, Bulletin, special booklet: Combating Money Laundering, Bern, 44/2003.

MROS, 1st Report of Activities 1998-1999, Bern.

MROS, 5th Annual Report 2002, Bern.

OFP, Situation Report 1999, Bern.

OFP, Situation Report 2000, Bern.

OECD, Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, 2001.

FinCEN, USA Patriot Act – 2001.

FinCEN, USA Patriot Act Update 2003.

FinCEN, USA Patriot Act, 314(a), Facts, Feedback, Statistics 1999-2004.

United States Congress, RICO Act, Washington DC, 1970.

United States Congress, RICO Act, RICO in a nutshell, Washington DC, 1970, www.ricoact.com.

European Union, Anti-Fraud Office (OLAF), 28 April 1999.

Regulation 1073/1999/EC of the European Parliament and the Council, of 25 May 1999, concerning investigations conducted by the European Anti-Fraud Office (OLAF).

Regulation (EURATOM) No. 1074/1999 of the Council, of 25 May 1999, concerning investigations conducted by the European Anti-Fraud Office (OLAF).

Inter-agency agreement, of 25 May 1999, between the European Parliament, the Council of the European Union and the Commission of the European Communities concerning investigations conducted by the European Anti-Fraud Office (OLAF).

Sarbanes-Oxley Act – 2002

Sarbanes-Oxley SEC Rules & Regulations Nos 208, 301, 303, 306, 307, 401, 403, 404, 802, RMIC.

EGMONT GROUP: Best practices in information exchange between FIUs.

EGMONT GROUP: 100 cases.

CFB: CFB Ordinance on Money Laundering, Bern, 1998, 2003.

CFB: Form for examining implementation of the CFB ordinance on money laundering.

Wolfsberg Statement on Monitoring Screening and Searching - September 2003

Wolfsberg AML Principles for Correspondent Banking - November 2002

Wolfsberg Statement on The Suppression of the Financing of Terrorism - January 2002

Wolfsberg AML Principles on Private Banking - Revised Version May 2002.

ISO 9004: 2000

ISO 9000: 2000

ISO 10011-1:1990, Guidelines for auditing quality systems - Part 1 : Auditing

ISO 10011-2:1991, Guidelines for auditing quality systems - Part 2 : Qualification criteria for quality systems auditors.

ISO 10011-3:1991, Guidelines for auditing quality systems - Part 3 : Management of audit programmes.

ISO 10013:-1), Guidelines for developing quality manuals.

FATF: 2004: Annual Report 2003-2004, Paris OECD

FATF: 2003: Annual Report 2002-2003, Paris OECD

FATF: 2002: Annual Report 2001-2002, Paris OECD

FATF: 2001: Annual Report 2000-2001, Paris OECD

FATF: 2000: Annual Report 1999-2000, Paris OECD

FATF: 1999: Annual Report 1998-1999, Paris OECD

FATF: 1998: Annual Report 1997-1998, Paris, OECD

EU: 2004: Final Agreement against Fraud – 2004-0187 (CNS); Brussels.

Legge 13 settembre 1982, n. 646, Disposizioni in materia di misure di prevenzione di carattere patrimoniale ed integrazione alle leggi 27 dicembre 1956, n. 1423, 10 febbraio 1962, n. 57 e 31 maggio 1965, n. 575.

Legge 7 marzo 1996, n. 109, Disposizioni in materia di gestione e destinazione di beni sequestrati o confiscati. modifiche alla legge 31 maggio 1965, n. 575 , e all'articolo 3 della legge 23 luglio 1991, n. 223 . abrogazione dell'art. 2 della legge 27 luglio 1979, n. 301 e successive modificazioni, e l'art. 2 del decreto-legge 21 febbraio 1985, n. 23, convertito, con modificazioni, dalla legge 22 aprile 1985, n. 143 e successive modificazioni.

Legge 23 dicembre 2002, n. 279, Modifica degli articoli 4-bis e 41-bis della legge 26 luglio 1975, n. 354, in materia di trattamento penitenziario.

Articoli 416 bis (Associazione di tipo mafioso) e ter (Scambio elettorale politico mafioso).

Articoli 648 bis (Riciclaggio) e ter (Impiego di denaro, beni o utilità di provenienza illecita).

Legge 11 agosto 2003, n. 228 Misure contro la tratta di persone.

Protocollo addizionale della Convenzione delle Nazioni Unite contro la Criminalità organizzata transnazionale per combattere il traffico di migranti via terra, via mare e via aria.

Protocollo addizionale della Convenzione delle Nazioni Unite contro la criminalità organizzata transnazionale per prevenire, reprimere e punire la tratta di persone, in particolare di donne e bambini.

Legge 22 dicembre 1999, n. 512, Istituzione del Fondo di rotazione per la solidarietà alle vittime dei reati di tipo mafioso.

La teoria degli stockholder e le preferenze morali dei consumatori in un contesto caratterizzato dall’ingerenza della criminalità organizzata nelle attività economiche 25/11/2006, www.addiopizzo.org.